Pathways / Compliance, AML & RegTech / Prescient
Prescient · Compliance, AML & RegTech
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About this role
A second-line Compliance Manager role at Prescient, leading a team of Compliance Officers and serving as the appointed FAIS Compliance Officer, FIC MLRO, and/or S13B Compliance Officer for the business. Oversees licensing, regulatory reporting, and Compliance Risk Management Plans. Reopened: this had closed 21 August 2026, but the same vacancy URL is live again, posted 07 August 2026, now closing 30 September 2026, re-checked and confirmed 14 September 2026.
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A senior compliance leadership path for LLB graduates with financial services regulatory experience, direct ownership of a licensed entity's FAIS, FIC, and Companies Act compliance obligations.
Draft a compliance risk management plan outline for a fictional Cat I FSP, identifying the three highest-priority monitoring areas for the coming year.
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Candidate Responsibility Notice: LexLaunch Careers publishes this opportunity as part of its Pathways career intelligence platform. LexLaunch is not the employer, recruiter, or hiring agent for this role and is not affiliated with Prescient. This listing is published in good faith based on publicly available information verified at the date of publication. Candidates bear sole responsibility for independently verifying the current vacancy status, all eligibility requirements, application instructions, and any other information relating to this role directly with Prescient before submitting an application. Nothing on this page constitutes a guarantee that the role remains open or that candidates who prepare with LexLaunch will be offered an interview or employment.