Compliance Associate

Cape Town, Western Cape (Bree Street offices or hybrid) · Full-time · At least 4 years in financial services, including a Category I/II FSP

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Indicative pay per yearUndisclosed

Closes30 October 2026

Checked and dated2 November 2026

About this role

Apply by email only: send your CV to careers@10x.co.za. The role sits in 10X's growing compliance team, reporting to the Head of Compliance, and is business-facing, focused on FAIS compliance across the firm's Category I and II licences. It also supports Pension Funds Act obligations as a Section 13B retirement fund administrator, and anti-money-laundering and counter-terrorist-financing duties under FICA. Duties include monitoring FAIS compliance, keeping the FAIS registers, compliance monitoring reviews, Treating Customers Fairly and complaints support, FSCA submissions, breach investigations, AML/CFT support (RMCP, CDD, sanctions and PEP screening), Regulation 28 monitoring and compliance training. If you do not hear from 10X within two weeks after the closing date, your application was not successful.

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Why your experience fits

A way to build towards FSCA compliance officer approval across FAIS, FICA and retirement fund regulation, for a lawyer already working in financial services.

Show you can do it

List the registers a Category I FSP must keep under FAIS, and for each one the event that should trigger an update.

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Candidate Responsibility Notice: LexLaunch Careers publishes this opportunity as part of its Pathways career intelligence platform. LexLaunch is not the employer, recruiter, or hiring agent for this role and is not affiliated with 10X Investments. This listing is published in good faith based on publicly available information verified at the date of publication. Candidates bear sole responsibility for independently verifying the current vacancy status, all eligibility requirements, application instructions, and any other information relating to this role directly with 10X Investments before submitting an application. Nothing on this page constitutes a guarantee that the role remains open or that candidates who prepare with LexLaunch will be offered an interview or employment.

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